Todd Carbone

Todd consistently strengthens his Team’s practice through hard work, discipline, and his passion for helping clients make life changing decisions that can optimize their long-term financial security.

Todd was formerly a Senior Vice President and a member of UBS Directors Club with over 15 years of industry experience. Todd earned his BS in Finance from Chapman University in Orange, California.

Since graduating, he has worked with wealth management firms including Merrill Lynch, Morgan Stanley, and UBS. Todd primarily works with senior corporate executives who are transitioning from their companies in need of planning guidance and risk management for their significant stock awards and concentrated equity positions.

Todd’s extensive experience developing monetized programs for highly concentrated stock positions has helped his clients prepare more confidently for the future. There is nothing more rewarding to him than knowing that his clients are resting easier, thanks to his team’s knowledge and strategic advice.

Todd has the designation of Chartered Retirement Planning Specialist, Chartered Retirement Planning Counselor, as well as his insurances license. Outside of work, he loves surfing; deep sea, fresh water, and fly fishing.